| Executive Management | |
| Lee Fensterstock | Chairman & CEO |
| Peter McNierney | President & COO, Director |
| Robert Turner | Chief Financial Officer |
| Patricia Arciero-Craig | General Counsel |
| Laurence Mascera | Chief Administrative Officer |
| Tim O'Connor | Head of Investment Banking |
| Joseph Mannello | Head of Debt Capital Markets |
| Robert Fine | Head of Broadpoint DESCAP |
| Robert Meier | Head of Broadpoint AmTech |
| Board of Directors |
| Lee Fensterstock |
| Peter McNierney |
| Mark Patterson |
| Christopher Pechock |
| Frank Plimpton |
| George McNamee |
| Victor Mandel |
| Dale Kutnick |
| Robert Yingling |