Firm Profile:
Broadpoint Securities Group, Inc. (NASDAQ: BPSG) is an independent investment bank that serves the institutional investor and corporate middle market by providing clients with research-based investment opportunities, capital raising solutions and financial advisory, including merger and acquisition, restructuring, recapitalization and strategic alternative analysis services. The Company offers a diverse range of products through its Equity and Debt Capital Markets divisions, as well as mortgage and asset-backed security trading through its Broadpoint DESCAP subsidiary, and venture capital through its FA Technology Ventures subsidiary.

Our Mission:
Our Mission is to provide value-added solutions to middle market companies and their investors to help them achieve their goals. We believe that our structure, size, and focus enable us to differentiate ourselves by providing superior service, advice, and execution for our clients.

Our Values
We succeed when our clients succeed. To achieve this we dedicate ourselves to a body of core values that we place above all else. We value client focus, financial markets expertise, personal accountability, and the will to win on behalf of our clients. The result is that we consistently offer our clients smart, strategic, and creative financing solutions to achieve their business and performance objectives.

Firm History
2007:

• Recapitalized firm and established key employee ownership
• Renamed the firm Broadpoint Securities Group
• Completed sale of Municipal Capital Markets division
  

• Added Debt Capital Markets Group from BNY Capital Markets
• Formed Restructuring and Recapitalization Group
• Raised additional growth capital from new investors and employees
• Expanded Debt Capital Markets Group with addition of Investment Grade Fixed Income Team
• Acquired American Technology Research